Lic agency SEC RIA License Professional Registration in the United States

Licence888

Broker

2023-06-30 11:11
Regulators:

US Securities Commission

Regulatory region:

us

License Type:

Investment Advisor License

Application price (USD):

50000

Application frequency:

three

Maintenance costs (USD):

2000

Company summary:

The U.S. Securities and Exchange Commission (SEC) is often called the Securities Regulatory Commission of the United States. It is an Regulatory agency and quasi judicial institution established under the Securities Exchange Act of 1934 and directly under the Federal government of the United States of the United States, responsible for the supervision and management of securities in the United States, and is the highest competent authority in the securities industry of the United States. The SEC RIA license of the United States Securities Regulatory Commission (CSRC) is a registered investment consultant in the United States. As a company specializing in investment consulting business, it needs to apply for a license, which is subject to the supervision of the U.S. Securities and Exchange Commission (SEC) or the state securities department. The SEC, as the highest authority in the US securities industry, is an independent federal agency that monitors trading activities to protect inve

Product details:

Wide business scope Whether it is a digital currency company or a foreign exchange platform enterprise, SEC regulation is a must for industry leaders to expand global business, build a complete trading system, and attract more customers. High gold content As the blockchain industry leader, Yibang International, Token Club, Coinbase and Bitmain are all under the supervision of the SEC. They are the world's largest blockchain front-line platform and are all listed companies High cost-effectiveness The SEC RIA license plate of the United States Securities Regulatory Commission has no monthly maintenance or margin requirements, and there is no pressure for later operation and maintenance. Compared to some small island country licenses, the cost-effectiveness is very high.